Valuable Resources
Client Disclosure
Below you will find documents that allow you to better understand Sonance and how we interact with our clients.
Please review the Relationship Disclosure Document to learn more about Sonance, how we interact with our clients, our roles and responsibilities and the parties involved in the day-to-day management of our clients' assets.
Please review the Conflicts of Interest Disclosure Document to understand the conflicts of interest that arise or may arise between Sonance and our clients, how we identify and respond to conflicts of interest in a client's best interest and how we tell clients about them.
Disclosure Documents
Frequently Asked Questions
Discretionary portfolio management means that Sonance is able to make decisions with regards to client investment holdings on a discretionary basis. As a result, we are not required to request permission from clients before making investment management related decisions.
As a registered portfolio management firm, we owe our clients a fiduciary duty — meaning we are legally and ethically required to act in each client’s best interest at all times, providing objective, transparent advice free of third-party commissions.
Your investments are held in your name with an independent, arm’s-length custodian. Sonance never takes custody of your assets; we direct the management of your portfolio while your custodian safeguards and reports on your holdings.